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Floor Broker Job Description

This sample floor broker job description shows how to use core job roles and tasks to define the main occupation responsibilities for your employee.
See also: Ideal Candidate Specification
» Sample for Floor Broker

Position Summary:

1) Buys sells securities on floor of securities exchange.

2) Analyzes market conditions trends to define best time to execute securities transaction orders.

3) Buys & sells securities based on market quotation competition in market.

4) Informs Registered Representative 250.257-018 of market fluctuations securities transactions affecting accounts.

5) Must meet exchange requirements, which may include state license, to be member of exchange.

6) May specialize in trading specific securities to stabilize market be designated Independent Trader or Specialist ..

Minimum skills required:

  • Identify complex problems and review related information to develop and evaluate options and implement solutions.
  • Manage own time and the time of others.
  • Knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, organization rules, and the democratic political process.
  • Ability to listen to and understand information and ideas presented through spoken words and sentences.

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