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Securities Broker CV Resume

Securities Broker CV Resume Template
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Securities Broker CV Resume Sample


Work History (Professional Experience):

Job Title: Securities broker, Company: New Line Inc
Worked From: (11/2010), To: (11/2017); Reason of Leave: Would be explained during the interview.

Roles and Responsibilities

My job duties were to:

1) Sell products services to clients for investment purposes, applying knowledge of securities, investment plans, market conditions, regulations, and situation of clients

2) Identify potential clients, using advertising campaigns, mailing lists and personal contacts

3) Solicit business from potential clients

4) Interview clients to define position, resources, assets available to invest, and goals

5) Provide clients with information and advice on purchase or sale of securities, services, and investment plans, based on review of professional publications and other literature, and knowledge of securities market services industry

6) Complete sales order tickets submits completed tickets to support personnel for processing of client requested transaction

7) Must pass state examination to receive license become registered to sell securities

8) May read status reports and perform calculations to monitor client accounts verify transactions

9) May work for firm that offers discounted brokerage fees does not offer advice to clients

10) May develop and implement plans, and sell insurance, real estate, or securities [Financial Planner profess. kin. 250.257-014].

CV / Resume Objective

Continue working - resuming my career - as securities broker in an environment where I can express my experience.


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