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Compliance Officer Job Offer Letter

Compliance Officer Job Offer Letter Template
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Compliance Officer Job Offer Letter Sample

Employment Offer Letter


From: Nicola Smith
HR Manager
Segma Int.
116 S. Fairfax AVE.
Los Angeles, CV 90036
(323)937-3931
To: Mr. Flori Rothenberg
86 Heathrow Avenue
Phillipsburg, NJ 45502

Date: June 15, 2014

Dear Mr. Flori:
We are pleased to confirm you have been selected to work for SEGMA Int. as Compliance officer.

Job Duties [are to]:

Maintain internal control standards together with any issues raised by external regulators

Act as advisory with external regulators/authorities

Interpret existing & new laws regulations

Monitor changes to business practices

Advise line management of relevant implications

Ensure the requirements detailed in the compliance policies as well as procedures handbook the staff handbook relevant departmental handbooks are satisfactorily adhered to

Ensure a comprehensive compliance monitoring programme is in operation to make sure relevant issues are effectively reported both internally externally

Advise the board of directors senior management personnel of emerging compliance issues

Consult worldwide in the establishment of controls to mitigate risks by assisting in prioritising documenting the major risks

Undertake monitoring of consultants in accordance with the compliance monitoring programme ensuring that all findings are documented reported in a timely manner

Assist in educating staff on policies procedures regulations that impact the business

Manage relationships with third party service providers to make sure a cost effective efficient working process

Develop implement strategies for identifying new markets

Meet with new existing service providers

Meet with new existing clients

Develop relationships with the institutional sector for the roll out of the new platform

Create a suitable sector specific on-boarding process for institutional clients

Develop policies procedures

Contract Includes:

A) (reporting): you will report to (supervisor job title and name)

B) (basic salary): the offered compliance officer position is at a (salary/wage)... of (salary/rate per hour) per (period in year/month/ week or hour).

C) (work hours): your working hours will start from 09:00 AM till 17:00 PM

D) (vacations): your vacation is 2 days per week

E) (compensations and benefits): your position compensations and benefits are: (group insurance, dental care, health care, and transportation)

We are delighted to send you this offer to be approved and signed from you in order to start the job from "June 26, 2014"

We look forward to join our company in order to work with you

Sincerely,
Nicola Smith

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